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SUMMARY OF RESPONSIBILITIES
Provide support to Traders and Account Executives. Also responsible for accurate department record keeping.
MAJOR DUTIES
• Responsible for accuracy of billing tickets. This includes necessary follow-up on billing errors.
• Maintain accurate files on all required department recordkeeping.
• Assist trader with the phones.
• Back up traders by filling orders and providing marketing materials to Investment Executives.
• Other duties as assigned by Manager
Required Skills
• High School Degree or equivalient
• 1 year brokerage experience some previous institutional experience desired
• Series 7 and 63 required
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