Sunday, April 22, 2012

Securities Trader 3


Assists Investment/Fund Managers and Financial Consultants in supporting client accounts. Duties include: analyzing portfolio/cash position and market conditions for profitable securities execution advice/decisions; establishing bid and ask prices on securities; executing complex client and bank security trades with security dealers, municipalities and/or corporations; reviewing security trading and documentation for regulatory compliance; reporting new and innovative products via market trends, new issues and current; processing trade tickets. May analyze, develop and coordinate the introduction of new securities products and services. Leads and trains less experienced staff. 

This position is not a broker/dealer position and does not require licensing.
 Requirements* Basic Qualifications: 
5+ years trading experience. Series 7 and 63 licenses required if working for broker/dealer. 
* Minimum Qualifications:

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