Develops,
maintains, evaluates, and maximizes relationships with various
counterparties to ensure maximum profit for the Broker/Dealer and best
execution for customers. Services Investments Connect, Retail and Middle
Market Financial Advisors. Maintains a current awareness and
understanding of appropriate securities laws, regulations, internal
policies and procedures, and fully complies with all applicable
regulatory requirements.
Your Career is Here.
Your Career is Here.
Requirements
Basic Qualifications
3 - 5 years of experience in brokerage industry specifically related to municipal bonds.
Series 7, 63, 53, and 55 licenses or Series 53 and 55 acquired within 6 months of hire.
High School Diploma - Bachelor's Degree Highly Preferred
Preferred Skills/Experience
Advanced knowledge of brokerage products and trading. Ability to evaluate municipal market volatility and identify purchase or swap opportunities for Financial Advisors.
Ability to build bond ladders for customers based on specified investment objectives.
Relies on experience and judgment to plan and accomplish goals regarding the growth of the municipal bond product within the organization.
Detail oriented ability to work independently, and strong verbal communication skills.
Proven commitment to quality customer service.
Excellent telephone and interpersonal skills.
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