Position Purpose: Provide a wide variety of administrative support for the Trade Desk Supervision department and its team members.
Primary Accountabilities/Responsibilities:
- Processes daily and monthly reports using various systems such as SunGard BRASS, Valdi Trading Compliance (VTC), Bloomberg, FINRA report cards, OATS and ACT for review with the Trade Desk Supervisor.
- Reviews reports thoroughly to ensure they are functional and accurate.
- Maintains regulatory files and ensures each file is accurate and readily accessible.
- Monitors the FINRA and SEC websites to keep abreast of regulatory changes that directly impact our business platforms (i.e., Global Equity Trading, Direct Market Access (DMA) and Fixed Income)
- Gathers due diligence data for FINRA inquiries.
- Completes ad hoc projects for the trading group.
- Maintains prompt and regular attendance.
- This list of responsibilities may not be all-inclusive and can be expanded to include other duties or responsibilities as needed.
Job Requirements:
- High school graduate or equivalent
- 1-3 years of financial industry experience preferred
- Excellent written and verbal communication skills
- Emphasis on attention to details
- Ability to take initiative in completing assigned tasks
- Ability to complete tasks in a timely manner and meet deadlines
- Proficient knowledge of Microsoft Office including Excel
- Excellent organization and multitasking skills.
- Strong work ethic
Physical requirements/Working conditions:
- Climate controlled office environment
- Minimal physical requirements other than occasional light lifting of boxed materials
- Dynamic, time-sensitive, trading room environment
Subscribe to Trading Jobs by Email
Find the latest Trading Jobs here
No comments:
Post a Comment