Saturday, August 29, 2009

Mutual Fund Trader

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Description Build your career at LPL Financial!

LPL Financial is a national independent brokerage firm with corporate headquarters in Boston, San Diego and Charlotte and offices in other field locations across the country.

As LPL Financial employees, we are passionate about what we do and we are proud of the quality service we deliver to our customers.

We are driven by quality and committed to service. LPL Financial employees are professional, goal–oriented, and enthusiastic. Our employees describe our culture as dynamic, challenging, and fast–paced. If you share these qualities and interests, we want to know more about you.

To provide superior customer service to Financial Advisors and their clients by processing Mutual Fund Trade and service requests accurately in a fast paced, deadline oriented environment.

* Speaking with Financial Advisors and their clients over the telephone. A Call Center environment taking approximately 50-70 inbound calls per day and making numerous outbound calls to Advisors regarding trade corrections and obtaining additional information for trades.
* Adhering to various trading requirements and exceptions as dictated by the Fund Sponsors.
* Providing exceptional service to Financial Advisors including training Advisors and back office staff on the trading functions of BranchNet and explaining trading procedures, policies and regulations pertaining to Mutual Funds when applicable.
* UAT Testing when system enhancements and upgrades are made.
* BA/BS Degree required
* 1 year of Trading experience is required
* FINRA Series 7 and Series 63 licenses are required
* Knowledge of Microsoft Office is required
* Must have the ability to multi task in a fast paced, deadline driven environment.

We offer an excellent salary and benefits package. Please login or create an account to apply to this position. Principals only. EOE

PLEASE NOTE: Valid LPL Financial job postings will not request personally identifying information (such as bank account information, social security numbers, credit card numbers, user names and passwords, etc.). If you are contacted by someone claiming to represent LPL Financial and are asked to provide the same type of information, be aware that LPL Financial does not request this type of information of job applicants, and this inquiry could be a form of “phishing.” To verify the validity of LPL Financial job postings, please go to our Careers page on, as all open positions are posted on this Web site.

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