Saturday, May 30, 2009

Equity Trader

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Description Build your career at LPL Financial!

LPL Financial is a national independent brokerage firm with corporate headquarters in Boston, San Diego and Charlotte and offices in other field locations across the country.

As LPL Financial employees, we are passionate about what we do and we are proud of the quality service we deliver to our customers.

We are driven by quality and committed to service. LPL Financial employees are professional, goal–oriented, and enthusiastic. Our employees describe our culture as dynamic, challenging, and fast–paced. If you share these qualities and interests, we want to know more about you.

* Responsible for assisting financial advisors and money managers with their order entry and status.
* Process manual and electronically delivered trades.
* Assist in resolving trade and settlement issues by working with the market centers and exchanges.
* Coordinate money manager trades and communications.
* Handle inbound trading calls.
* Knowledge of trading related regulatory systems and requirements.
* Knowledge of equity and option markets.

* High school or equivalent diploma; Bachelors degree preferred.
* 3 years trading desk experience.
* NASD Series 7 & 65 licenses required; NASD Series 4 & 55 licenses preferred.
* PC literate.
* Ability to type and take incoming phone calls.
* Externally - financial advisors.
* Excellent customer service skills with the ability to listen and communicate in a clear and concise manner.
* Needs to be able to work productively in both a small and large group setting.

We offer an excellent salary and benefits package. Please login or create an account to apply to this position. Principals only. EOE

PLEASE NOTE: Valid LPL Financial job postings will not request personally identifying information (such as bank account information, social security numbers, credit card numbers, user names and passwords, etc.). If you are contacted by someone claiming to represent LPL Financial and are asked to provide the same type of information, be aware that LPL Financial does not request this type of information of job applicants, and this inquiry could be a form of “phishing.” To verify the validity of LPL Financial job postings, please go to our Careers page on, as all open positions are posted on this Web site.

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